基于NDVI的植被光学厚度统计降尺度方法

Statistical Downscaling Method for Vegetation Optical Depth Based on NDVI

  • 摘要: 近年植被光学厚度(vegetation optical depth,VOD)微波植被指数被广泛用于植被监测和生物量估算,但现有被动微波VOD产品的空间分辨率较低,限制了其进一步应用。在分析2003—2022年中国区域C波段(频率为4~8 GHz)、X波段(频率为8~12 GHz)、Ku波段(频率为12~18 GHz)VOD与归一化植被指数(normalized difference vegetation index,NDVI)在空间和时间上的异同,以及在不同植被类型的相对取值差异的基础上提出一种基于NDVI的统计降尺度方法,选择Ku波段VOD与NDVI进行空间降尺度并进行评估。结果表明:3种波段中Ku波段VOD在空间和时间上与NDVI相关最显著,其在对不同植被类型响应方面与NDVI相似,相关系数为0.8240(达到0.05显著性水平)。降尺度后的VOD空间分辨率显著提高,保留了初始数据的空间分布特征,且能够反映VOD时间变化特征。综上,基于1 km NDVI辅助数据对0.25°VOD数据进行降尺度,生成1 km VOD数据,促进对区域范围植被光学厚度的应用,期待为局部植被变化监测及估算更高空间分辨率的相关地面参量提供数据支持。

     

    Abstract: The microwave vegetation index, known as vegetation optical depth (VOD), is a dimensionless vegetation index.VOD is an important parameter for retrieving soil moisture and surface biomass. Additionally, VOD serves as an important complement to optical vegetation indices in monitoring vegetation growth. However, the spatial resolution of existing passive microwave VOD products is relatively low, which hinders the application of VOD in small regional areas. Therefore, the downscaling of VOD is of significant importance.
    The normalized difference vegetation index (NDVI) is a widely used vegetation index. As an optical vegetation index, NDVI is proven to have a strong correlation with VOD. The spatial resolution of NDVI is typically high, with numerous kilometer-scale products being widely used. There are currently two primary approaches for downscaling VOD. One involves integrating active microwave remote sensing, while the other involves integrating optical remote sensing.Currently, there is limited research focused on downscaling VOD, particularly using optical vegetation indices, which is very uncommon.Thus, statistical methods can be employed in conjunction with NDVI to spatially downscale VOD, exploring the feasibility of using optical remote sensing data for VOD downscaling. NDVI with spatial resolution of 1 km is utilized to fuse and obtain VOD at 1 km scale.
    Penetration depths of VOD at various frequencies differ, leading to distinct relationships with NDVI. Firstly, it is essential to analyze the relationship between VOD at different frequencies and NDVI. Spatial and temporal similarities and differences of VOD and NDVI in China from 2003 to 2022 are compared, between C-band (electromagnetic wave frequencies of 4-8 GHz), X-band (frequencies of 8-12 GHz), and Ku-band (frequencies of 12-18 GHz), as well as relative value differences across various vegetation types. A downscaling method that utilizes classification residual correction is proposed. The method initially establishes an equation that represents the difference between NDVI and VOD before and after downscaling. It then utilizes similar classification characteristics of NDVI and VOD to allocate differences, thereby facilitating the spatial downscaling of 0.25° VOD to 1 km resolution. The spatial downscaling of Ku-band VOD with NDVI is performed and assessed.
    Results indicate that Ku-band VOD exhibits the highest spatial and temporal correlation with NDVI, showing a consistent response across various vegetation types, with a correlation coefficient of 0.8240. The spatial resolution of downscaled VOD is significantly enhanced, preserving spatial distribution characteristics of original data while accurately reflecting the temporal variation features of VOD.
    The application of optical vegetation indices are investigated to spatially downscale VOD, offering a reference for further research. 1 km VOD data generated through downscaling facilitates the application of vegetation optical depth at regional scales and plays an important role in monitoring local vegetation changes and estimating related ground parameters with higher spatial resolution.

     

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